Katherine Burke Flores

Current Employers

Employment History

• 06/2015 → 02/2024
  Metlife Securities
  Irvine, CA
• 06/2015 → 02/2024
  Metlife Securities
  Irvine, CA
• 07/2016 → 02/2024
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 03/2017 → 02/2024
  Mml Investors Services, Llc
  Irvine, CA
• 02/2024 → Present
  Sovran Advisors Llc - Crd 329415
  Costa Mesa, CA
• 02/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 02/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-03-25 → 2024-03-05
  Mml Investors Services, Llc
  Costa Mesa, CA
• 2015-06-08 → 2017-03-25
  Msi Financial Services, Inc.
  Irvine, CA
• 2005-11-14 → 2015-06-10
  Lpl Financial Llc
  San Juan Capistrano, CA
  Mission Viejo, CA
• 1997-07-08 → 2005-11-17
  A. G. Edwards & Sons, Inc.
  Irvine, CA

Other Businesses

1. NAME OF OTHER BUSINESS: SOVRAN ADVISORS LLC - CRD 329415 INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE START DATE: 02/2024 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT 2. NAME OF OTHER BUSINESS: KATHY FLORES WEALTH MANAGEMENT INC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: A SUB-S CORPORATION TO RECEIVE INCOME, FILE TAX RETURNS, PAY TAXES AND MAKE RETIREMENT PLAN CONTRIBUTIONS START DATE: 11/2005 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: RECEIVES MY 1099 COMPENSATION; 3. NAME OF OTHER BUSINESS: DIRECT PATH FINANCIAL PLANNING INVESTMENTS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL ADVICE AND SOLUTIONS FOR OUR CLIENTS START DATE: 12/2021 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: INVESTMENTS, FINANCIAL PLANNING; 4. NAME OF OTHER BUSINESS: ORANGE COUNTY ASSOCIATION OF REALTORS; INVESTMENT RELATED: NO; ADDRESS: 25552 LA PAZ ROAD, LAGUNA WOODS, CA 92653; NATURE OF BUSINESS: BOARD; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: EDUCATION COMMITEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND 6 MEETINGS PER YEAR TO DETERMINE EDUCATIONAL CONTENT FOR REALTORS AND AFFILIATES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-06-26
• S63 Uniform Securities Agent State Law Examination
  1984-06-13

Other Names

• Katherine F Flores
• Katherine Florence Burke
• Katherine Florence Fontenrose
• Katherine F Burke
• Katherine Burke
• Katherine Florence Flores
• Katherine Florence Flores