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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2021-08-05
  • WY RA
    APPROVED
    Since 2021-08-05

Branch Locations

1438 Sheridan Avenue, Cody, WY 82414 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Powell WY 01/2011 11/2016
Wells Fargo Clearing Services, Llc Powell WY 11/2016 03/2017
Lpl Financial, Llc Cody WY 03/2017 Present
Level Four Advisory Services, Llc Cody WY 03/2017 08/2021
Integrated Wealth Concepts Llc Cody WY 08/2021 Present
Previous Registrations
  • 2018-02-13 → 2021-08-06
    Cody, WY
  • 2011-01-03 → 2017-03-15
    Powell, WY
    Cody, WY
    Billings, MT
    Cody, WY
    Cody, WY
    Jackson, WY
    Pinedale, WY
    Afton, WY
    Dubois, WY
    Teton Village, WY
    Thayne, WY
    Wilson, WY
    Riverton, WY
    Jackson, WY
    Driggs, ID
  • 2010-04-28 → 2011-01-03
    Wells Fargo Investments, Llc
    Cody, WY
    Powell, WY
Other Businesses

1. 8/12/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/10/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 2. 8/12/2021 - Integrated Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/10/2021 - 60 Hours Per Month/60 Hours During Securities Trading. 3. 8/19/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Absaroka Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 08/10/2021 - 100 Hours Per Month/100 Hours During Securities Trading. 4. 8/19/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 08/10/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 5. 8/19/2021 - Integrated Wealth Concepts, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 08/10/2021 - 100 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through Integrated Wealth Concepts, LLC, an independent investment advisor firm. I started this business activity in 8/2021. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 8/19/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 08/10/2021 - 100 Hours Per Month/100 Hours During Securities Trading. 7. 11/10/2021 - Absaroka Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/06/20210 - 200 Hours Per Month/140 Hours During Securities Trading. 8. 03/06/2024 - Absaroka Wealth Management - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Started: 10/2/2023 - 5 Hrs/Mo During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-04-27
S63 Uniform Securities Agent State Law Examination 1999-10-13
  • S65 Uniform Investment Adviser Law Examination
    2010-04-27
  • S63 Uniform Securities Agent State Law Examination
    1999-10-13
Other Names
  • Timothy Robert Mahieu
  • Tim Mahieu
  • Nick Mahieu

View on SEC IAPD

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