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200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2021-08-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Powell | WY | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Powell | WY | 11/2016 | 03/2017 |
| Lpl Financial, Llc | Cody | WY | 03/2017 | Present |
| Level Four Advisory Services, Llc | Cody | WY | 03/2017 | 08/2021 |
| Integrated Wealth Concepts Llc | Cody | WY | 08/2021 | Present |
1. 8/12/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/10/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 2. 8/12/2021 - Integrated Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/10/2021 - 60 Hours Per Month/60 Hours During Securities Trading. 3. 8/19/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Absaroka Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 08/10/2021 - 100 Hours Per Month/100 Hours During Securities Trading. 4. 8/19/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 08/10/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 5. 8/19/2021 - Integrated Wealth Concepts, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 08/10/2021 - 100 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through Integrated Wealth Concepts, LLC, an independent investment advisor firm. I started this business activity in 8/2021. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 8/19/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 08/10/2021 - 100 Hours Per Month/100 Hours During Securities Trading. 7. 11/10/2021 - Absaroka Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/06/20210 - 200 Hours Per Month/140 Hours During Securities Trading. 8. 03/06/2024 - Absaroka Wealth Management - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Started: 10/2/2023 - 5 Hrs/Mo During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-13 |
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