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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-24
TX RA APPROVED_RES 2025-01-24
  • CO RA
    APPROVED
    Since 2025-01-24
  • TX RA
    APPROVED_RES
    Since 2025-01-24

Branch Locations

Castle Rock, CO • United States

7979 E Tufts Ave # 1575, Denver, CO 80237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corporation Englewood CO 10/1995 01/2025
Osaic Wealth, Inc. Denver CO 01/2025 Present
  • 10/1995 → 01/2025
    Lincoln Financial Advisors Corporation
    Englewood, CO
  • 01/2025 → Present
    Denver, CO
Previous Registrations
  • 1999-01-01 → 2025-01-24
    Osaic Fa, Inc.
    Denver, CO
    Denver, CO
Other Businesses

1. BENTON AND COMPANY, 8055 E. TUFTS AVENUE, SUITE 1400 DENVER, CO 80237 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERING ACCIDENT AND HEALTH, DISABILITY INSURANCE, FIXED/INDEXED ANNUITIES, HEALTH SAVINGS ACCOUNTS, FIXED LIFE SETTLEMENTS, PREMIUM FINANCING AND TRADITIONAL LIFE INSURANCE. START DATE: 10/1/1995 HOURS PER MONTH: 3 HOURS PER MONTH DURING TRADING HOURS: 3 2. BENTON & COMPANY/OSAIC WEALTH POSITION: Sole Proprietor NATURE: Outside insurance brokerage with various carriers including those available through Highland Capital Brokerage, Inc and other fine companies INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 10/01/1995 ADDRESS: 8055 E. Tufts Avenue, Suite 1400, Denver CO 80237, United States DESCRIPTION: outside insurance broker

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-02-23
  • S63 Uniform Securities Agent State Law Examination
    1987-02-23

View on SEC IAPD

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