Arthur Gates Merriman

Current Employers

Carnegie Investment Counsel

30300 Chagrin Boulevard, Pepper Pike, OH 44124-5725 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2015-01-02

OH RA
APPROVED

Since 2015-01-02

Branch Locations

30300 Chagrin Boulevard, Pepper Pike, OH 44124-5725 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Carnegie Investment Counsel	Cleveland	OH	07/2014	05/2024
Carnegie Investment Counsel	Pepper Pike	OH	05/2024	Present

07/2014 → 05/2024

Carnegie Investment Counsel

Cleveland, OH
05/2024 → Present

Carnegie Investment Counsel

Pepper Pike, OH

Previous Registrations

2010-11-05 → 2014-07-08

Mai Capital Management, Llc

Cleveland, OH
2003-03-21 → 2010-09-24

Stifel Independent Advisors, Llc

Mayfield Village, OH

Cleveland, OH
2002-07-30 → 2003-03-24

Stifel, Nicolaus & Company, Incorporated

Beachwood, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-11-25
S63	Uniform Securities Agent State Law Examination	1982-09-29

S65 Uniform Investment Adviser Law Examination

1992-11-25
S63 Uniform Securities Agent State Law Examination

1982-09-29

Other Names

Arthur Gates Iii Merriman

View on SEC IAPD

Current Employers

Carnegie Investment Counsel

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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