Samuel Freeman Russell

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-09-08
CA	RA	APPROVED	2016-09-07

TX RA
APPROVED_RES

Since 2016-09-08
CA RA
APPROVED

Since 2016-09-07

Branch Locations

2121 Avenue Of The Stars (Fox Plaza) Suite 2100 & 2150, Los Angeles, CA 90067 • United States

Valencia, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Los Angeles	CA	11/2011	Present

11/2011 → Present

Stifel Nicolaus & Co Inc

Los Angeles, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-06-21

S63 Uniform Securities Agent State Law Examination

1999-06-21

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Exams

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