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Richard Mitchell Gilpin Young

Young Capital Management Inc

Fountain Hills, AZ

CRD 1063562

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Employer firm

Young Capital Management Inc CRD 107448

$85.1M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Young Capital Management Inc

16712 E. Avenue Of The Fountains, Fountain Hills, AZ 85268 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 1994-08-31
  • AZ RA
    APPROVED
    Since 1994-08-31

Branch Locations

16712 E. Avenue Of The Fountains, Fountain Hills, AZ 85268 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Young Capital Management Fountain Hills AZ 09/1990 Present
  • 09/1990 → Present
    Young Capital Management
    Fountain Hills, AZ
Other Businesses

SOLE PROPRIETOR ENGAGED IN A FINANCIAL ADVISORY SERVICE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-06-09
S63 Uniform Securities Agent State Law Examination 1982-09-16
  • S65 Uniform Investment Adviser Law Examination
    1995-06-09
  • S63 Uniform Securities Agent State Law Examination
    1982-09-16
Other Names
  • Gilpin Young

View on SEC IAPD

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