D Mark Smith

Current Employers

Employment History

• 03/2016 → 11/2016
  Wells Fargo Advisors Llc
  Indianapolis, IN
• 11/2016 → 01/2023
  Wells Fargo Clearing Services, Llc
  Indianapolis, IN
• 01/2023 → Present
  Cfd Investments, Inc.
  Kokomo, IN
• 01/2023 → Present
  Creative Financial Designs
  Kokomo, IN

Previous Registrations

• 2016-03-31 → 2023-01-25
  Wells Fargo Clearing Services, Llc
  Bloomington, IN
  Indianapolis, IN
  Indianapolis, IN
• 2010-11-12 → 2016-03-31
  Commonwealth Financial Network
  Waltham, MA
  Bloomington, IN
• 2006-02-09 → 2010-11-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Indianapolis, IN
• 1999-02-03 → 2006-02-16
  J.J.B. Hilliard, W.L. Lyons, Llc
  Indianapolis, IN

Other Businesses

1. Five Talents Wealth Management LLC; Investments Related; 3209 W. Smith Valley Rd. Suite 238 Greenwood, IN 46142; financial Planning and investment management; President & CEO; 1/13/2023; 160hrs./month; 8hrs./securities trading hrs.; financial planning and investment management 2. South Central Indiana REMC Co-Op; Not Investments related; 300 Morton Ave. Martinsville, IN 46151; Not for Profit Electric Co-Op providing electrical and fiber to our members and non-members; Director - district 1; 2004; 4 hrs./month; 1 hr./during trading hours; On board of directors for Co-Op that provides electrical and fiber services.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-06-25
• S63 Uniform Securities Agent State Law Examination
  1982-09-08

Other Names

• Donald Mark Smith
• D. Mark Smith