Drew Scott Marloe

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1988 → Present
  Independent Capital Management Inc.
  San Clemente, CA
• 01/2009 → 09/2023
  Sagepoint Financial, Inc.
  San Clemente, CA
• 08/1988 → Present
  Icm Life Insurance Agency
  San Clemente, CA
• 09/2023 → Present
  Osaic Wealth, Inc.
  San Clemente, CA

Previous Registrations

• 2016-01-25 → 2023-09-01
  Osaic Services, Inc.
  Ontario, CA
  San Clemente, CA
  Roseville, CA
• 1998-06-10 → 2021-11-10
  Independent Capital Management
• 1998-06-10 → 1998-01-30
  Independent Capital Management
  San Clemente, CA

Other Businesses

1) ICM REAL ESTATE, INC. POSITION: owner NATURE: ICM Real Estate, Inc / ICM lending is a firm owned entirely by Independent Capital Management, Inc and has been in existence since 2005 INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/07/2005 ADDRESS: 431 CALLE GOMEZ, SAN CLEMENTE CA 92672, United States DESCRIPTION: I am simply an owner of ICM which owns ICM Real Estate 2) INDEPENDENT CAPITAL MANAGEMENT, INC. POSITION: PRESIDENT NATURE: CORPORATION INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 08/22/1988 ADDRESS: 431 CALLE GOMEZ, San Clemente CA 92672, United States DESCRIPTION: MANAGEMENT 3) ICM LIFE INSURANCE AGENCY POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1988 ADDRESS: 431 CALLE GOMEZ, SAN CLEMENTE CA 92672, United States DESCRIPTION: OWNER 4) RENTAL PROPERTY POSITION: LANDLORD / OWNER - START DATE 01/01/2015 CURRENTLY MY WIFE AND I RENT OUT A DUPLEX AT 1914 ANAHEIM AVE, COSTA MESA, CA 91627. NO HOURS WORKED. 5) DUPLEX RENTAL POSITION: Landlord NATURE: My wife and I rent out duplex that we own together INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/06/2023 ADDRESS: 1914 Anaheim Avenue, Costa Mesa CA 92627, United States DESCRIPTION: no duties other than receiving rent

Exams

• S66 Uniform Combined State Law Examination
  2000-11-28
• S63 Uniform Securities Agent State Law Examination
  1982-09-30