Christina Ann Frerks

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
VT	RA	APPROVED	2023-01-23
TX	RA	APPROVED_RES	2016-06-28
NH	RA	APPROVED	2013-06-14
FL	RA	APPROVED	2010-01-21

VT RA
APPROVED

Since 2023-01-23
TX RA
APPROVED_RES

Since 2016-06-28
NH RA
APPROVED

Since 2013-06-14
FL RA
APPROVED

Since 2010-01-21

Branch Locations

100 Market St, Portsmouth, NH 03801 • United States

Naples, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Burlington	VT	06/1982	Present
Bank Of America, Na	Burlington	VT	12/2009	Present

06/1982 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Burlington, VT
12/2009 → Present

Bank Of America, Na

Burlington, VT

Other Businesses

I*4654309 Entity Type: N/A Name of OBA: Rental Property - 03-Jun-26 - 1 Address: Manchester, Vermont, 05254 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 06/03/2026 Number of Hours: 1, Weekly Number of Hours during trading: 0, Weekly Duties: N/A

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-09-08
S63	Uniform Securities Agent State Law Examination	1982-10-04

S65 Uniform Investment Adviser Law Examination

1995-09-08
S63 Uniform Securities Agent State Law Examination

1982-10-04

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews