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David Victor Anderson

Oppenheimer & Co. Inc.

Tampa, FL

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-05-06
  • FL RA
    APPROVED
    Since 2015-05-06

Branch Locations

4221 West Boy Scout Blvd. Ste 750, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Tampa FL 05/2015 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-15
S63 Uniform Securities Agent State Law Examination 1985-04-01
  • S65 Uniform Investment Adviser Law Examination
    2009-12-15
  • S63 Uniform Securities Agent State Law Examination
    1985-04-01

View on SEC IAPD

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