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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
18 Division Street, Ste 305, Saratoga Springs, NY 12866 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Saratoga Springs | NY | 05/1994 | Present |
(1) 07/02/2012; Saratoga Financial Services LLC - Non-Variable Insurance DBA - Saratoga Financial Services LLC - INV REL - At Reported Business Location(s) - DBA for LPL Business - 5% Time Spent (2) 06/22/2016: Saratoga Financial Services - DBA for LPL Business (entity for LPL business) - Saratoga Financial Services - INV REL - Start 05/27/1994 - 18 Division Street Suite 305, Saratoga Springs, NY 12866 - Insurance Sales - 160 Hr/Mo; 8 During Secs Trdg Hrs (3) 10/21/2024 - RMS Realty Group Ventures LLC - Real Estate Rental - Saratoga Springs, NY - Start Date 09/25/2024 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-06-19 |
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