John Joseph O'hare

Current Employers

Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-09-28
WI	RA	APPROVED	2021-09-28

TX RA
APPROVED

Since 2021-09-28
WI RA
APPROVED

Since 2021-09-28

Branch Locations

1017 W Glen Oaks Lane Suite 150, Mequon, WI 53092 • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Fort Myers, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Inc.	Mequon	WI	05/2011	09/2021
Bank Of America, N.A.	Milwaukee	WI	07/2011	09/2021
Raymond James Financial Services, Inc.	Mequon	WI	09/2021	05/2022
Steward Partners Investment Advisory, Llc	Mequon	WI	09/2021	Present
O'HAre Wealth Management Affiliated With Steward Partners	Mequon	WI	09/2021	Present
Steward Partners Investment Solutions, Llc	Mequon	WI	05/2022	Present

05/2011 → 09/2021

Merrill Lynch, Pierce, Fenner & Smith Inc.

Mequon, WI
07/2011 → 09/2021

Bank Of America, N.A.

Milwaukee, WI
09/2021 → 05/2022

Raymond James Financial Services, Inc.

Mequon, WI
09/2021 → Present

Steward Partners Investment Advisory, Llc

Mequon, WI
09/2021 → Present

O'HAre Wealth Management Affiliated With Steward Partners

Mequon, WI
05/2022 → Present

Steward Partners Investment Solutions, Llc

Mequon, WI

Previous Registrations

2011-05-31 → 2021-09-29

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mequon, WI
2009-04-02 → 2011-06-03

J.P. Morgan Securities Llc

Milwaukee, WI
1997-12-12 → 2009-05-26

Geneva Capital Management Llc

Milwaukee, WI

Other Businesses

(1)Name of Business: Address: 1249 W Liebau Road, Ste 201, Mequon, WI, 53092-3396, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 09/27/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC holding company for affilation with Steward Partners (2)Name of Business: Address: 1249 W Liebau Road, Ste 201, Mequon, WI, 53092-3396, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 09/28/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: install insurance products (3)Name of Business: Steward Partners Global Advisory Address: 1249 W Liebau Road, Ste 201, Mequon, WI, 53092-3396, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 09/28/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Wealth manager affiliate (4)Name of Business: Steward Partners Investment Advisory LLC Address: 1249 W Liebau Road, Ste 201, Mequon, WI, 53092-3396, United States Activity Type: Independent RIA Position/Title: Other Investment Related: Yes Start Date: 09/28/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: provide advisory services for clients

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2009-05-14
S65	Uniform Investment Adviser Law Examination	1997-11-26

S63 Uniform Securities Agent State Law Examination

2009-05-14
S65 Uniform Investment Adviser Law Examination

1997-11-26

Designations

Other Names

John Joseph Ohare
John Joseph Ohare

View on SEC IAPD