Joseph George Roccosalvo

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1999 → Present
  Securities America, Inc
  Omaha, NE
• 01/2000 → Present
  Securities America Advisors, Inc.
  Omaha, NE
• 02/2005 → Present
  Gwn Securities
  Palm Beach Gardens, FL

Other Businesses

INSURANCE SALES AFLAC AGENT JOHNHANCOCOK LONG TERM CARE INSURANCE POSITION: SALES NATURE: LONG TERM CARE INSURANCE INVESTMENT RELATED: NO NUMBER OF HOURS: 4 INVESTMENT RELATED HOURS: 4 START DATE: 05/17/2010 ADDRESS: 1 JOHN HANCOCK WAY, BOSTON MA 02217 DESCRIPTION: PROVIDING LONG TERM CARE INSURANCE TO CUSTOMERS. CGAA, Inc., Is Investment Related, DBA, Financial Professional, 03/01/2005,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-06-25

Other Names

• Joseph George Rollosalvo
• Joseph George Roccosalvo