Nancy Jean Mobberley

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-11-03

FL RA
APPROVED

Since 2023-11-03

Branch Locations

601 Heritage Drive Suite 154, Jupiter, FL 33458 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fsc Securities	Jupiter	FL	11/1999	11/2023
Financial Investment Network, Inc.	Jupiter	FL	01/1999	Present
Osaic Wealth, Inc.	Jupiter	FL	11/2023	Present

11/1999 → 11/2023

Fsc Securities

Jupiter, FL
01/1999 → Present

Financial Investment Network, Inc.

Jupiter, FL
11/2023 → Present

Osaic Wealth, Inc.

Jupiter, FL

Previous Registrations

1999-11-05 → 2023-11-03

Fsc Securities Corporation

St. Petersburg, FL

Jupiter, FL

Other Businesses

1) FINANCIAL INVESTMENT NETWORK INC. ACTIVE. EFFECTIVE DATE 12-7-2011. 2) INSURANCE: OSAIC WEALTH, INC., MARKETED THROUGH FINANCIAL INVESTMENT NETWORK, INC, INVESTMENT RELATED, 601 HERITAGE DRIVE, SUITE 154 JUPITER, FL 33458, IAR, STARTED 1999, 10 HRS/MONTH, 8 HRS DURING TRADING HRS, PROVIDE TERM INSURANCE AND NON-VARIABLE LIFE AS WELL AS LONG TERM CARE. 3) BUSINESS TO BUSINESS FOR WOMEN POSITION: Other - Board Member NATURE: Other - Networking Group INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 10/01/2006 ADDRESS: 601 Heritage Drive, Suite 154, Jupiter FL 33458, United States DESCRIPTION: Facilitator of most meetings. Send out meeting announcements. Attend Board meetings. 4) NANCY JEAN MOBBERLEY POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 01/25/1999 ADDRESS: 601 Heritage Drive, Suite 154, Suite 154, JUPITER FL 33458, United States DESCRIPTION: Provide Term, Whole Life, Permanent Insurance as well as LTC and Fixed Annuities.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-04-12

S63 Uniform Securities Agent State Law Examination

1993-04-12

Designations

Certified Financial Planner

Other Names

Nancy Jean Mobberley
Nancy Jean Torres
Nancy Jean Siska
Nancy Jean Siska

View on SEC IAPD