Michael Anthony Milazzo

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-07-10
NC	RA	APPROVED	2025-07-10

NY RA
APPROVED

Since 2025-07-10
NC RA
APPROVED

Since 2025-07-10

Branch Locations

Southport, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cadaret, Grant & Co., Inc.	Southport	NC	06/2000	07/2025
Lpl Financial Llc	Southport	NC	07/2025	Present

06/2000 → 07/2025

Cadaret, Grant & Co., Inc.

Southport, NC
07/2025 → Present

Lpl Financial Llc

Southport, NC

Previous Registrations

2021-05-04 → 2025-07-10

Cadaret, Grant & Co., Inc.

Southport, NC

Syracuse, NY

Syracuse, NY

Syracuse, NY

Syracuse, NY

Other Businesses

1- 07/2025 - The Meridian Financial Company - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/03/1998 - 200 hours per month/ during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-06-23
S63	Uniform Securities Agent State Law Examination	1985-02-08

S65 Uniform Investment Adviser Law Examination

1999-06-23
S63 Uniform Securities Agent State Law Examination

1985-02-08

Designations

Chartered Financial Consultant

View on SEC IAPD