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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2012-04-03
  • FL RA
    APPROVED
    Since 2012-04-03

Branch Locations

1311 N Dixie Hwy , Lake Worth, FL 33460 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Lake Worth FL 03/2012 Present
Raymond James Financial Services Advisors Inc. Lake Worth FL 04/2012 Present
Independent Contractor Palm Beach Gardens FL 04/2012 06/2017
Tracy L Siple, Llc Lake Worth FL 04/2020 Present
  • 03/2012 → Present
    Raymond James Financial Services, Inc
    Lake Worth, FL
  • 04/2012 → Present
    Lake Worth, FL
  • 04/2012 → 06/2017
    Independent Contractor
    Palm Beach Gardens, FL
  • 04/2020 → Present
    Tracy L Siple, Llc
    Lake Worth, FL
Previous Registrations
Other Businesses

(1) Name of Business: Douglas J. Frevert, LLC Address: 10187 Dasheen Ave, Palm Beach Gardens, FL, 33410, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 12/11/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Pay the bills. (2) Name of Business: Tracy L Silpe LLC dba Sable Palm Financial Address: 2475 Mercer Ave Ste 105, West Palm Beach, FL, 33401-7447, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 07/23/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sable Palm Financial is our team brand and is co-branded with Raymond James (3) Name of Business: Tracy L Siple, LLC Address: 2475 Mercer Ave Ste 105, West Palm Beach, FL, 33401, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/01/2020 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Licensed branch associate

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-12-06
S63 Uniform Securities Agent State Law Examination 1985-10-15
  • S65 Uniform Investment Adviser Law Examination
    1993-12-06
  • S63 Uniform Securities Agent State Law Examination
    1985-10-15
Designations
Other Names
  • Doug Frevert
  • Douglas J Frevert

View on SEC IAPD

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