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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2012-04-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Lake Worth | FL | 03/2012 | Present |
| Raymond James Financial Services Advisors Inc. | Lake Worth | FL | 04/2012 | Present |
| Independent Contractor | Palm Beach Gardens | FL | 04/2012 | 06/2017 |
| Tracy L Siple, Llc | Lake Worth | FL | 04/2020 | Present |
(1) Name of Business: Douglas J. Frevert, LLC Address: 10187 Dasheen Ave, Palm Beach Gardens, FL, 33410, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 12/11/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Pay the bills. (2) Name of Business: Tracy L Silpe LLC dba Sable Palm Financial Address: 2475 Mercer Ave Ste 105, West Palm Beach, FL, 33401-7447, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 07/23/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sable Palm Financial is our team brand and is co-branded with Raymond James (3) Name of Business: Tracy L Siple, LLC Address: 2475 Mercer Ave Ste 105, West Palm Beach, FL, 33401, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/01/2020 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Licensed branch associate
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-15 |
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