Christopher J Crowe

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2024-11-26
TX	RA	APPROVED_RES	2021-10-25
PA	RA	APPROVED	2017-08-11
NJ	RA	APPROVED	2008-12-16

VA RA
APPROVED

Since 2024-11-26
TX RA
APPROVED_RES

Since 2021-10-25
PA RA
APPROVED

Since 2017-08-11
NJ RA
APPROVED

Since 2008-12-16

Branch Locations

Philadelphia, PA • United States

1337 Tilton Road, Northfield, NJ 08225 • United States

1735 Market Street, 44Th Floor Mellon Bank Ctr., Philadelphia, PA 19103 • United States

Ventor, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Northfield	NJ	12/2008	Present

12/2008 → Present

Ubs Financial Services Inc

Northfield, NJ

Previous Registrations

2004-04-14 → 2008-12-10

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Galloway, NJ

Egg Harbor Township, NJ

Egg Harbor Township, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-08-22
S63	Uniform Securities Agent State Law Examination	1982-10-04

S65 Uniform Investment Adviser Law Examination

1994-08-22
S63 Uniform Securities Agent State Law Examination

1982-10-04

Designations

Other Names

Christoph J Crowe
Christoph J Crow
Christopher John Crowe

View on SEC IAPD