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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2011-09-29
  • NJ RA
    APPROVED
    Since 2011-09-29

Branch Locations

2021 New Rd 12 Linwood Professional Plaza, Linwood, NJ 08221-1045 • United States

Somers Point, NJ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Mount Laurel NJ 09/2011 03/2020
Ameriprise Financial Services, Llc Linwood NJ 03/2020 Present
Previous Registrations
Other Businesses

Business Ownership; James Meis LLC; New account to manage income & expenses for my Ameriprise practice; Deposit payroll and pay expenses; 51 Broadway, , Somers Point, NJ, 8244; Investment-Related; 07/27/2020; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-06
S63 Uniform Securities Agent State Law Examination 1983-09-09
  • S65 Uniform Investment Adviser Law Examination
    1995-11-06
  • S63 Uniform Securities Agent State Law Examination
    1983-09-09

View on SEC IAPD

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