Gregory Michael Baker

Current Employers

Employment History

• 05/2008 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bethesda, MD
• 11/2009 → Present
  Bank Of America, N.A.
  Bethesda, MD

Previous Registrations

• 2007-04-02 → 2008-05-15
  Morgan Stanley & Co. Llc
  Potomac, MD
• 1997-08-16 → 2007-04-02
  Morgan Stanley Dw Inc.
  Potomac, MD
  Potomac, MD

Other Businesses

I*11090For profit or not for profit: Name of outside business organization: Rental PropertyInvestment related: Address of business:Phoenix, Arizona 850183449Nature of business: ,Position, title, association: Start date of relationship: 8/1/2021Number of hours devoted: 10 hour(s) Number of hours devoted during trading hours: 0I*60329For profit or not for profit: For-Profit OrganizationName of outside business organization: NVUS, LLC.Investment related: NAddress of business:Mineral, Virginia 23117Nature of business: LLC,Position, title, association: Owner, Start date of relationship: 2/11/2013Number of hours devoted: 5 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: This is a business that will be established to invest in and run 3 Massage Envy Franchises in Southwest Virginia. I am providing the investment and my cousin through marriage, Kath Washburn will be running on a day to day basis.I*5263Name of outside business organization: Rental Property Address of business: Arvada, Colorado, 80304Nature of business: N Start date of relationship: 12/1/2017Number of hours devoted: 5 hour(s)Number of hours devoted during trading hours: 0 I*2114301, Entity Type, Name of OBA: Kelly's Landing Property Owner's Association Address: Mineral, Virginia, 23117 Investment Related: N Position, Title, Association: Officer Employee Start Date:12/20/2024 No Hours: 1 W No Hours during trading: 0 Duties:My community HOA. I will be acting as Vice President. We are a small community of 60 lots, of which my family owns 4 of the lots. The HOA owns the private roads, the gate and the boat ramp and picnic area. The HOA manages the community' property. As VP I will be a part of a 5 person board that includes a President, Secretary, treasurer and Roads & Grounds Committee Chair. The VP has no specific responsibilities, unlike the Treasurer and the Secretary. The board is responsible for collection the annual dues from the homeowners and using that money to hire a person to cut the grass, to maintain the security gate, and to periodically repave the roads. The board is responsible for setting the level of the dues. The treasurer is responsible for collections and for making payments. The board has to manage a reserve study to determine the amount that should be kept in reserves to meet the obligations of the board. The VP position has no specific responsibilities, but is able to vote on matters .

Exams

• S65 Uniform Investment Adviser Law Examination
  1991-12-10
• S63 Uniform Securities Agent State Law Examination
  1983-08-30

Other Names

• Greg Baker