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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2020-11-12 |
| TX | RA | APPROVED_RES | 2020-03-26 |
| NH | RA | APPROVED | 2009-06-01 |
| VT | RA | APPROVED | 2009-06-01 |
Branch Locations
105 West View Road 5Th Floor, Colchester, VT 05446 • United States
Savannah, GA • United States
Shoreham, VT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Colchester | VT | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*485371 - Estate ; Investment related - Yes; Shoreham, Vermont; 01/2095; During business hours: 0; After business hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 1982-10-20 |
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