Alan Harry Davidson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2008 → 12/2016
  H&R Block Financial Advisors
  San Antonio, TX
• 10/2009 → 12/2016
  Ameriprise Financial Services, Inc.
  San Antonio, TX
• 12/2016 → 05/2023
  Sigma Financial Corporation
  Ann Arbor, MI
• 12/2016 → 05/2023
  Spc
  Ann Arbor, MI
• 05/2023 → Present
  Lpl Financial Llc
  San Antonio, TX

Previous Registrations

• 2016-12-02 → 2023-05-22
  Spc
  San Antonio, TX
  Ann Arbor, MI
• 2010-06-30 → 2016-12-12
  Ameriprise Financial Services, Llc
  San Antonio, TX

Other Businesses

1. 05/22/2023 - Upstream Investment Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)

Exams

• S66 Uniform Combined State Law Examination
  2010-06-29
• S63 Uniform Securities Agent State Law Examination
  1982-09-02