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10 South Lasalle Street Suite 2130, Chicago, IL 60603-1020 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 1998-01-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oak Ridge Investments, Llc | Chicago | IL | 12/2004 | Present |
| Imst Distributors, Llc | Chicago | IL | 08/2013 | Present |
1. OAK RIDGE INVESTMENTS, CHICAGO, IL, INVESTMENT RELATED, START DATE, 1-1-90, CEO INVEST PORTFOLIOS AND MANAGE STAFF, 160 HOURS MONTHLY 128 DURING TRADING HOURS. 2. LLC OWNER AND MEMBER OF BOARD OF DIRECTORS FOR EMPIRE COOLER SERVICE, A REFRIGERATION SALES AND SERVICE COMPANY, LOCATED AT 940 WEST CHICAGO AVENUE, CHICAGO, IL 60642. START DATE, 2006, THERE IS NO DAY TO DAY INVOLVEMENT WITH THE MANAGEMENT OF THE COMPANY. WILL DEVOTE 1 HOUR/MONTH; NONE DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 1983-03-17 |
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