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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2017-09-06 |
Branch Locations
1011 Route 22 Suite 104, Bridgewater, NJ 08807 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Paramus | NJ | 05/2014 | 08/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 08/2017 |
| Mml Investors Services, Llc | Paramus | NJ | 03/2017 | 08/2017 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 08/2017 | Present |
Independent insurance agent - from business address - 2 sec hours 2 non sec hours - selling Property & Casualty through Aegis Risk Solutions Group LLC - since 7/2016 ABMM Financial INVESTMENT RELATED: Is Investment Related ADDRESS: "517 Route 1 South, Suite 4100, Iselin, NJ, 08830, United States" NATURE: DBA, POSITION: Financial Professional,START DATE: 2017-09-01, HOURS PER MONTH: 160 hours per month, SECURITIES TRADING HOURS: 160 hours per month during trading hours DESCRIPTION: Securities DBA used in conjunction with investment sales.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-21 |
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