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940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-06-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lasalle St. Securities, L.L.C. | Elmhurst | IL | 12/2002 | Present |
| Liberty Financial Advisors, Llc | Kokomo | IN | 11/2006 | Present |
CRIAG DUNN ENTERPRISES, INC.- A SUB S. CORP. THIS COMPANY IS USED TO OPERATE AND MANAGE INCOME FROM OTHER BUSINESSES; FIXED INSURANCE; Liberty Financial Group, Inc. Elevate Carmel (Chairman) - Helps advocate for policy for the Carmel, IN municipality area.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 1982-10-08 |
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