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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2009-01-02
TX RA APPROVED 2009-01-02
  • NE RA
    APPROVED
    Since 2009-01-02
  • TX RA
    APPROVED
    Since 2009-01-02

Branch Locations

747 N. Burlington Avenue Suite 307, Hastings, NE 68901 • United States

Hastings, NE • United States

Burwell, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Hastings NE 06/1984 Present
Raymond James Financial Services Advisors, Inc Hastings NE 01/2009 Present
Previous Registrations
  • 1994-05-23 → 2005-12-31
    Nelson Capital Management, Inc.
    Hastings, NE
Other Businesses

(1)Name of Business: Gehle, Rita; Nelson Family Address: 2565 S Smokey Hill Rd, Hastings, NE, 68901, United States Activity Type: Control Person Position/Title: Other (Acting), Health care POA (Acting), Personal representative (Acting), Trustee (Acting), Power of Attorney (Acting) Investment Related: Yes Start Date: 02/16/1996 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: POA/Personal Representative. Successor TTEE for Rev Tr, POA, PR-Parents Estate Planning, Co-trustee for Monte Gehle Trust and co-PR for his estate with my sister Rita Gehle LDNETN, LLC which is owned by Lorraine D Nelson has been turned over to the Elkhorn Valley Bank Trust Company to run so I no longer am involved. Rev Tr Health care poa for my mother Lorraine Nelson (2)Name of Business: Nelson Financial Services, Inc. Address: 747 N Burlington, Suite 307, Hastings, NE, 68901, United States Activity Type: Support Company - Owner Position/Title: Other, Officer - President Investment Related: No Start Date: 05/02/2007 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: owner of an s corp I use to run my business through. (3)Name of Business: Ricky E Nelson Revocable Trust Address: 2565 S Smokey Hill Rd, Hastings, NE, 68901, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/03/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Leased and custom farmed farmland. I employee a professional farm management firm to take care of the leasing and custom farming activities. I get personally involved when additional land is considered for purchase. I also personally perform maintenance and restoration on the land (4)Name of Business: The Grand Lodge of Nebraska A,F.&A.M. Address: 301 N Cotner Blvd, Lincoln, NE, 68505, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 12/01/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Review annual budget and make recommendations for approval. Review annual audit. Spot check the books and records once per year. We usually meet 2 x per year. This is a fraternal charity commonly referred to as the Masons\nIt is a non profit. I am currently the chairperson of this committee. I am up for reappointment each year and serve at the pleasure of the Grand Master of Nebraska.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-10-07
  • S63 Uniform Securities Agent State Law Examination
    1982-10-07
Designations
Other Names
  • Rick Nelson

View on SEC IAPD

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