David R Alter

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2023-08-10
MA	RA	APPROVED	2023-03-27
AK	RA	APPROVED	2023-03-24
AR	RA	APPROVED	2023-03-22
NE	RA	APPROVED	2023-03-22
AZ	RA	APPROVED	2023-03-21
HI	RA	APPROVED	2023-03-14
OK	RA	APPROVED	2023-03-14
IL	RA	APPROVED	2023-03-13
SC	RA	APPROVED	2023-03-13
WY	RA	APPROVED	2023-03-13
WV	RA	APPROVED	2023-03-10
DE	RA	APPROVED	2023-03-08
IA	RA	APPROVED	2023-03-08
NH	RA	APPROVED	2023-03-08
OR	RA	APPROVED	2023-03-08
SD	RA	APPROVED	2023-03-08
MI	RA	APPROVED	2023-03-07
MN	RA	APPROVED	2023-03-07
MS	RA	APPROVED	2023-03-07
MT	RA	APPROVED	2023-03-07
WI	RA	APPROVED	2023-03-07
AL	RA	APPROVED	2023-03-06
CO	RA	APPROVED	2023-03-06
ID	RA	APPROVED	2023-03-06
IN	RA	APPROVED	2023-03-06
KY	RA	APPROVED	2023-03-06
LA	RA	APPROVED	2023-03-06
NM	RA	APPROVED	2023-03-06
ND	RA	APPROVED	2023-03-06
PA	RA	APPROVED	2023-03-06
RI	RA	APPROVED	2023-03-06
TX	RA	APPROVED_RES	2023-03-06
UT	RA	APPROVED	2023-03-06
GA	RA	APPROVED	2023-03-03
KS	RA	APPROVED	2023-03-03
MD	RA	APPROVED	2023-03-03
VT	RA	APPROVED	2023-03-03
VA	RA	APPROVED	2023-03-03
WA	RA	APPROVED	2023-03-03
MO	RA	APPROVED	2023-02-21
NC	RA	APPROVED	2023-02-21
OH	RA	APPROVED	2023-02-03
NV	RA	APPROVED	2022-11-21
FL	RA	APPROVED	2022-11-03
CT	RA	APPROVED	2022-10-19
ME	RA	APPROVED	2022-10-04
CA	RA	APPROVED	2022-07-19
NY	RA	APPROVED	2021-04-16
NJ	RA	APPROVED	2011-11-29

DC RA
APPROVED

Since 2023-08-10
MA RA
APPROVED

Since 2023-03-27
AK RA
APPROVED

Since 2023-03-24
AR RA
APPROVED

Since 2023-03-22
NE RA
APPROVED

Since 2023-03-22
AZ RA
APPROVED

Since 2023-03-21
HI RA
APPROVED

Since 2023-03-14
OK RA
APPROVED

Since 2023-03-14
IL RA
APPROVED

Since 2023-03-13
SC RA
APPROVED

Since 2023-03-13
WY RA
APPROVED

Since 2023-03-13
WV RA
APPROVED

Since 2023-03-10
DE RA
APPROVED

Since 2023-03-08
IA RA
APPROVED

Since 2023-03-08
NH RA
APPROVED

Since 2023-03-08
OR RA
APPROVED

Since 2023-03-08
SD RA
APPROVED

Since 2023-03-08
MI RA
APPROVED

Since 2023-03-07
MN RA
APPROVED

Since 2023-03-07
MS RA
APPROVED

Since 2023-03-07
MT RA
APPROVED

Since 2023-03-07
WI RA
APPROVED

Since 2023-03-07
AL RA
APPROVED

Since 2023-03-06
CO RA
APPROVED

Since 2023-03-06
ID RA
APPROVED

Since 2023-03-06
IN RA
APPROVED

Since 2023-03-06
KY RA
APPROVED

Since 2023-03-06
LA RA
APPROVED

Since 2023-03-06
NM RA
APPROVED

Since 2023-03-06
ND RA
APPROVED

Since 2023-03-06
PA RA
APPROVED

Since 2023-03-06
RI RA
APPROVED

Since 2023-03-06
TX RA
APPROVED_RES

Since 2023-03-06
UT RA
APPROVED

Since 2023-03-06
GA RA
APPROVED

Since 2023-03-03
KS RA
APPROVED

Since 2023-03-03
MD RA
APPROVED

Since 2023-03-03
VT RA
APPROVED

Since 2023-03-03
VA RA
APPROVED

Since 2023-03-03
WA RA
APPROVED

Since 2023-03-03
MO RA
APPROVED

Since 2023-02-21
NC RA
APPROVED

Since 2023-02-21
OH RA
APPROVED

Since 2023-02-03
NV RA
APPROVED

Since 2022-11-21
FL RA
APPROVED

Since 2022-11-03
CT RA
APPROVED

Since 2022-10-19
ME RA
APPROVED

Since 2022-10-04
CA RA
APPROVED

Since 2022-07-19
NY RA
APPROVED

Since 2021-04-16
NJ RA
APPROVED

Since 2011-11-29

Branch Locations

50 Tice Blvd Suite 280, Woodcliff Lake, NJ 07677 • United States

South Nyack, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
International Planning Alliance, Llc	Bloomfield	NJ	01/1999	11/2021
Guardian Life Insurance Co Of America	Bloomfield	NJ	07/2012	11/2021
Park Avenue Securities Llc	Bloomfield	NJ	07/2012	11/2021
Guardian Life Insurance Company	Shrewsbury	NJ	11/2021	11/2022
Park Avenue Securities	Shrewsbury	NJ	11/2021	11/2022
Guardian Life Insurance Company	Woodcliff Lake	NJ	11/2022	Present
Park Avenue Securities	Woodcliff Lake	NJ	11/2022	Present
Guardian Life Insurance Company	South Nyack	NY	06/2024	Present
Park Avenue Securities	South Nyack	NY	06/2024	Present

01/1999 → 11/2021

International Planning Alliance, Llc

Bloomfield, NJ
07/2012 → 11/2021

Guardian Life Insurance Co Of America

Bloomfield, NJ
07/2012 → 11/2021

Park Avenue Securities Llc

Bloomfield, NJ
11/2021 → 11/2022

Guardian Life Insurance Company

Shrewsbury, NJ
11/2021 → 11/2022

Park Avenue Securities

Shrewsbury, NJ
11/2022 → Present

Guardian Life Insurance Company

Woodcliff Lake, NJ
11/2022 → Present

Park Avenue Securities

Woodcliff Lake, NJ
06/2024 → Present

Guardian Life Insurance Company

South Nyack, NY
06/2024 → Present

Park Avenue Securities

South Nyack, NY

Previous Registrations

2003-07-16 → 2011-12-31

International Planning Alliance, Llc

Fairfield, NJ

Other Businesses

1. Business manager/advisor-Completing a graphic novel which we expect to convert into a major motion picture., Start: 02/23/2013, Address: 50 Tice Boulevard, Suite 280, Woodcliff Lake, NJ 07677, 0 total hours per month, Not investment related, Less than 10% annual compensation, 2. Insurance Broker-Non-Guardian insurance brokerage, Start: 01/01/1983, Address: 50 Tice Boulevard, Suite 280, Woodcliff Lake, NJ 07677, 1 total hours per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation, 3. Trustee-Cali 2012 Family Trusts, Start: 10/01/2012, Address: 11 Commerce Drive, Cranford, NJ, 3 total hours per month; 3 during securities trading hours, Investment related, Less than 10% annual compensation, 4. Planning Alliance Consulting, LLC-Fee based consulting for business and estates, Start: 09/15/2016, Address: 50 Tice Boulevard, Suite 280, Woodcliff Lake, NJ 07677, 15 total hours per month; 15 during securities trading hours, Not investment related, Less than 10% annual compensation, 5. UCEF Insurance Agency, LLC-This will be an independent broker jointly owned between IPA and UCEF (a NY 501(c)(3) organization. It will be used to market insurance products to members of the community the charity serves., Start: 11/01/2017, Address: 50 Tice Boulevard, Suite 280, Woodcliff Lake, NJ 07677, 10 total hours per month; 10 during securities trading hours, Investment related, Less than 10% annual compensation, 6. Trustee of the LEC 2017 Trust-Co-Trustee, Start: 10/09/2017, Address: 50 Tice Boulevard, Suite 280, Woodcliff Lake, NJ 07677, 3 total hours per month; 3 during securities trading hours, Investment related, Less than 10% annual compensation, 7. Trustee of the Brant B. Cali 2010 Irrevocable Insurance Trust-This was the successor trust to a trust established, Start: 12/15/2010, Address: 50 Tice Boulevard, Suite 280, Woodcliff Lake, NJ 07677, 0 total hours per month, Investment related , Less than 10% annual compensation, 8. Trustee of the James G. Nugent Irrevocable Trust Agreement dated September 27, 1999-Trusteeship at the request of the insured client, Start: 09/27/1999, Address: 50 Tice Boulevard, Suite 280, Woodcliff Lake, NJ 07677, 0 total hours per month, Investment related , Less than 10% annual compensation, 9) Guardianship-Legal guardian for family member , Start: 06/17/2011, Address: 50 Tice Boulevard, Suite 280, Woodcliff Lake, NJ 07677, 5 total hours per month, 5 during securities trading hours, Investment related, No annual compensation, 10) Trustee of the Jack Alter Disclaimer Trust dated May 8, 2008 aka Joan Alter Disclaimer Trust, Start: 05/08/2008, Address: 50 Tice Boulevard, Suite 280, Woodcliff Lake, NJ 07677, 1 total hours per month 1 during securities trading hours, Investment related, No annual compensation, 11) Durable Power of Attorney for Joan Alter dated February 24, 2012, Start: 02/24/2012, Address: 50 Tice Boulevard, Suite 280, Woodcliff Lake, NJ 07677, 5 total hours per month; 5 during securities trading hours, Investment related, No annual compensation, 12) Power of Attorney-aunt, Start: 01/01/2023, Address: 50 Tice Boulevard, Suite 280, Woodcliff Lake, NJ 07677, 2 total hours per month; 1 during securities trading hours, Investment related, No annual compensation, 13) Alter & Co. Inc., Start Date: 9/1/1991, Nature: Guardian General Agency, Address: 50 Tice Boulevard, Suite 280, Woodcliff Lake, NJ 07677, Duties: Principal Member/Owner, 50 total hours per month; 37.5 during securities trading hours, Investment Related,

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-11-28
S63	Uniform Securities Agent State Law Examination	1983-04-18

S65 Uniform Investment Adviser Law Examination

2001-11-28
S63 Uniform Securities Agent State Law Examination

1983-04-18

Other Names

David Reid Alter

View on SEC IAPD