Kurt John Kharouf

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2015-10-20
PA	RA	APPROVED	2015-05-29
TX	RA	APPROVED	2015-05-29

SC RA
APPROVED

Since 2015-10-20
PA RA
APPROVED

Since 2015-05-29
TX RA
APPROVED

Since 2015-05-29

Branch Locations

2400 Ansys Drive Suite 301, Canonsburg, PA 15317 • United States

North Myrtle Beach, SC • United States

Canonsburg, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Canonsburg	PA	05/2015	Present

05/2015 → Present

Rbc Capital Markets, Llc

Canonsburg, PA

Previous Registrations

2006-09-22 → 2015-06-01

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Upper Saint Clair, PA

Bluffton, SC

New York, NY

Other Businesses

(1) Name: Hawk Ridge - Deep Creek Rental Property Address: 62 Masters View McHenry MD 21541 Business Description: Rental Log Home Business is not investment related Projected Start Date: 08/28/20 Capacity: Owner - Active Duties Performed: Owner Devoted to this OBA per Month: 1 Hours Devoted to this OBA during business hours: 0

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-07-19
S63	Uniform Securities Agent State Law Examination	1982-09-29

S65 Uniform Investment Adviser Law Examination

2010-07-19
S63 Uniform Securities Agent State Law Examination

1982-09-29

View on SEC IAPD