Robert R Adams

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Lexington, KY
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Lexington, KY

Other Businesses

Business Ownership; Semper Idem; Owner; Practice management; 225Catalpa Rd., , Lexington, KY, 40502; Not Investment-Related; 01/01/2011; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Semper Idem; owner - salary for running practice; ; 225 Catalpa rd., , Lexington, KY, 40402; Not Investment-Related; 01/01/2011; 60 hours per month; 60 during trading hours. Other Business Activities; Robert adams; book on Vietnam; 225 Catalpa Rd, , Lexington,, KY, 40502; Not Investment-Related; 11/01/2022; 0 hours per month; 0 during trading hours / Twin Cities Senior Executive Forum; Review and Q&A of my book "Reflections of a Scared Soldier Boy in Vietnam"; 225 Catalpa Road, , Lexington, KY, 40502; Not Investment-Related; 09/12/2024; 1 to 9 hours per month; 0 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1982-10-01

Other Names

• Robert Adams
• Robert Rickey Adams