Paul Clayton Conner

Current Employers

Arete Wealth Advisors, Llc

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2023-06-20

AL RA
APPROVED

Since 2023-06-20

Branch Locations

2613 River Grand Circle, Vestavia Hills, AL 35243 • United States

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Connor Financial	Clanton	AL	11/2013	Present
Arete Wealth Advisors, Llc	Chicago	IL	03/2023	Present
Center Street Advisors, Inc.	Nashville	TN	02/2020	Present

11/2013 → Present

Connor Financial

Clanton, AL
03/2023 → Present

Arete Wealth Advisors, Llc

Chicago, IL
02/2020 → Present

Center Street Advisors, Inc.

Nashville, TN

Previous Registrations

2020-03-12 → 2023-06-16

Center Street Advisors, Inc.

Vestavia Hills, AL

Nashville, TN
2010-02-18 → 2010-11-05

Wfg Advisors, Lp

Clanton, TX
2008-11-06 → 2010-02-18

First Legacy Securities, Llc

Montgomery, AL

Clanton, AL
2006-10-06 → 2008-09-26

Sunset Financial Services, Inc.

Clanton, AL

Helena, AL

Clanton, AL

Other Businesses

Connor Financial. dba. Insurance Agent, approx 40 hours per week. 11/2013 date started. Investment related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-03-02
S63	Uniform Securities Agent State Law Examination	2004-06-21

S65 Uniform Investment Adviser Law Examination

2020-03-02
S63 Uniform Securities Agent State Law Examination

2004-06-21

View on SEC IAPD