Michael Joseph Miller

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 11/2019
  Morgan Stanley Smith Barney Llc
  Chicago, IL
• 01/2015 → 11/2019
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 11/2019 → Present
  Wells Fargo Clearing Services Llc
  Chicago, IL

Previous Registrations

• 2009-06-01 → 2019-11-05
  Morgan Stanley
  Chicago, IL
  Michigan City, IN
  Chicago, IL
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  The Woodlands, TX
  Chicago, IL
  Chicago, IL
  Merrilville, IN
• 2005-10-07 → 2007-04-02
  Morgan Stanley Dw Inc.
  Merrilville, IN
  Merrillville, IN
• 1993-11-08 → 2005-10-13
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Merrillville, IN

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-08-08
• S63 Uniform Securities Agent State Law Examination
  1982-09-30

Other Names

• Mike Miller