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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-10
NC RA APPROVED 2023-06-22
CA RA APPROVED 2020-12-16
GA RA APPROVED 2020-12-16
OH RA APPROVED 2020-12-16
FL RA APPROVED 2020-12-15
  • TX RA
    APPROVED_RES
    Since 2024-06-10
  • NC RA
    APPROVED
    Since 2023-06-22
  • CA RA
    APPROVED
    Since 2020-12-16
  • GA RA
    APPROVED
    Since 2020-12-16
  • OH RA
    APPROVED
    Since 2020-12-16
  • FL RA
    APPROVED
    Since 2020-12-15

Branch Locations

6160 Central Avenue Suite 200, St Petersburg, FL 33707 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor,Townsend & Kent, Inc. Horsham PA 10/1999 12/2020
Osaic Wealth, Inc. Treasure Island FL 12/2020 Present
  • 10/1999 → 12/2020
    Hornor,Townsend & Kent, Inc.
    Horsham, PA
  • 12/2020 → Present
    Treasure Island, FL
Previous Registrations
  • 2003-01-14 → 2020-12-15
    Columbus, OH
    Tampa, FL
    Woodstock, GA
    Pittsburgh, PA
    Akron, OH
    St Petersburg, FL
    Tampa, FL
Other Businesses

1) 21ST CENTURY FINANCIAL INC. POSITION: President NATURE: Corporation, Sub S INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2019 ADDRESS: 6160 Central Ave, Suite200, St. Petersburg FL 33706, United States DESCRIPTION: This is our primary marketing entity. Insurance sales and service for multiple carriers. 2) PARKS DEVELOPMENT LLC POSITION: Managing Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2024 ADDRESS: 29 Paradise Lane, Treasure Island FL 33706, United States DESCRIPTION: To acquire properties to renovate and resell or manage as rentals. My wife will be involved in the projects as well as a son.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-10-11
  • S63 Uniform Securities Agent State Law Examination
    1983-10-11
Other Names
  • Charlie Parks

View on SEC IAPD

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