James Gary Diffley

Current Employers

Carter, Terry & Company, Inc.

3340 Peachtree Rd Ne Suite 1400, Atlanta, GA 30326 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2004-07-07

GA RA
APPROVED

Since 2004-07-07

Branch Locations

3340Peachtree Road Suite 1400, Atlanta, GA 30326 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Attkisson, Carter & Co Inc	Atlanta	GA	03/2004	Present

03/2004 → Present

Attkisson, Carter & Co Inc

Atlanta, GA

Previous Registrations

2003-05-22 → 2004-03-15

Wells Fargo Clearing Services, Llc

Columbia, SC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-11-05
S63	Uniform Securities Agent State Law Examination	1983-04-20

S65 Uniform Investment Adviser Law Examination

1996-11-05
S63 Uniform Securities Agent State Law Examination

1983-04-20

Other Names

Gary James Diffley

View on SEC IAPD

Current Employers

Carter, Terry & Company, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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