Karlton Lewis Derrick

Current Employers

Employment History

• 08/2008 → 02/2019
  North Ridge Securities Corp.
  Melville, NY
• 02/2019 → Present
  Cetera Wealth Services, Llc
  New York, NY
• 08/2014 → Present
  Cbs Sports
  New York, NY
• 08/2017 → 05/2022
  National Football League
  New York, NY
• 09/2003 → Present
  K.L. Derrick
  New York, NY
• 09/2020 → 07/2022
  National Football League
  East Rutherford, NJ
• 08/2022 → 07/2024
  National Football League
  New York, NY
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 02/2019 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES (2) NAME OF OTHER BUSINESS: NORTH RIDGE WEALTH PLANNING LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 2/2019 POSITION/TITLE/RELATIONSHIP: ADVISOR - FINANCIAL SERVICES APX NUMBER OF HOURS PER WEEK: 20-30 APX NUMBER OF HOURS DURING TRADING HOURS: 20-30 BRIEF DESCRIPTION OF DUTIES: ADVISOR - FINANCIAL SERVICES (3) NAME OF OTHER BUSINESS: FFRIEND ENTERPRISES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE SERVICES START DATE: 2000 POSITION/TITLE/RELATIONSHIP: AGENT APX NUMBER OF HOURS PER WEEK: 10-15 APX NUMBER OF HOURS DURING TRADING HOURS: 10-15 BRIEF DESCRIPTION OF DUTIES: SALES (4) NAME OF OTHER BUSINESS: CBS SPORTS INVESTMENT RELATED: NO ADDRESS: NEW YORK, NY NATURE OF BUSINESS: SPORTS & ENTERTAINMENT START DATE: 8/2014 POSITION/TITLE/RELATIONSHIP: CONSULTANT APX NUMBER OF HOURS PER WEEK: 4 - DURING SEASON APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: MONITOR NFL GAMES (5) NAME OF OTHER BUSINESS: K.L. DERRICK INVESTMENT RELATED: NO ADDRESS: NEW YORK, NY NATURE OF BUSINESS: SPORTS & ENTERTAINMENT START DATE: 9/2003 POSITION/TITLE/RELATIONSHIP: REPLAY OFFICIAL APX NUMBER OF HOURS PER WEEK: 10 - DURING SEASON APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: MONITOR GAMES ON LOCATION AND CHECK VIDEO EVIDENCE OF REVIEWABLE ERRORS; (6) NAME OF OTHER BUSINESS: CIP FOOTBALL OFFICIALS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SPORTS & ENTERTAINMENT; START DATE: 08/2024; POSITION/TITLE/RELATIONSHIP: REPLAY OFFICIAL; APX NUMBER OF HOURS PER WEEK: 36; APX NUMBER OF HOURS DURING TRADING HOURS: 4; BRIEF DESCRIPTION OF DUTIES: COLLEGE FOOTBALL OFFICIATING, DECIDING THE REVIEWBLE ASPECTS OF ASSIGNED GAMES;

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-05-19