Melvin James Honda

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2017-03-25

CA RA
APPROVED

Since 2017-03-25

Branch Locations

6701 Koll Center Parkway Ste 140, Pleasanton, CA 94566 • United States

181 Metro Ste 550, San Jose, CA 95110 • United States

San Jose, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities	Cupertino	CA	05/2001	03/2017
Massachusetts Mutual Life Insurance Company	Springfield	MA	07/2016	Present
Mml Investors Services, Llc	San Jose	CA	03/2017	Present

05/2001 → 03/2017

Metlife Securities

Cupertino, CA
07/2016 → Present

Massachusetts Mutual Life Insurance Company

Springfield, MA
03/2017 → Present

Mml Investors Services, Llc

San Jose, CA

Previous Registrations

2004-02-25 → 2017-03-25

Msi Financial Services, Inc.

Walnut Creek, CA

San Jose, CA

Campbell, CA

Other Businesses

1)INDEPENDENT INSURANCE AGENT - DENTAL AND GROUP DISABILITY INCOME, DISABILITY, LIFE/ACCIDENT/HEALTH , LONG-TERM CARE - FROM BUSINESS ADDRESS - 2 SECURITY HOURS AND 0 NON SECURITY HOURS - SINCE 01/2010 2)OWNER REAL ESTATE IN SAN JOSE, CA - FROM SAN JOSE, CA - 0 hrs- SINCE 06/2016

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-02-25
S63	Uniform Securities Agent State Law Examination	1998-09-25

S66 Uniform Combined State Law Examination

2003-02-25
S63 Uniform Securities Agent State Law Examination

1998-09-25

Designations

Other Names

Mel Honda

View on SEC IAPD