Larry Wayne Johnson

Employer firm

Ausdal Financial Partners, Inc. CRD 7995

$3.73B regulatory AUM 665 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• ADVICE ON UMA PLATFORMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → 12/2020
  Sterling Financial Advisory Services, Inc.
  Itasca, IL
• 02/2015 → Present
  Ausdal Financial Partners
  Davenport, IA

Previous Registrations

• 1998-04-12 → 2021-01-12
  Sterling Financial Advisory Services, Inc.
  Itasca, IL
• 2009-09-08 → 2015-02-20
  Lpl Financial Llc
  Downers Grove, IL
  Itasca, IL
• 2004-01-02 → 2009-09-08
  Waterstone Financial Group, Inc.
  Itasca, IL
  Itasca, IL
• 1998-02-26 → 2008-12-31
  Heritage Capital Management Inc
  Itasca, IL
• 1998-02-24 → 2003-12-31
  Sterling Portfolio Allocation Service Inc
  Itasca, IL

Other Businesses

1.PALLET RECYCLING BUSINESSES, Belvidere, IL. THESE ARE FOR PROFIT BUSINESS OPERATIONS. BUSINESS NAMES ARE CRAWFORD COUNTY PALLETS; INDUSTRIAL WOOD PRODUCTS; M & M PALTECH AND PALTECH ENTERPRISES, INC. Owner since 3/29/2010; APPX -1-2 HOURS PER MONTH ARE SPENT ON THESE OPERATIONS. NONE DURING TRADING HOURS. This is not an investment related activity. Compensation is monthly salary/stipend provided--generally no additional profits to share in. 2. ARGENT CONSULTING; TAX PURPOSES ONLY; RECEIVES 1099 COMMISSIONS SO THAT A W2 IS PRODUCED AT YEAR END. NO TIME IS SPENT. USED FOR ADMINISTRATIVE PURPOSES. 3. LAKADA FARM ALPACAS, St. Charles, IL. Owner since 2/2012. This is a farm business raising alpacas. This business is pretty much inactive at this point and there are no revenues. Less than 5 hours a month are devoted to this activity of which none are during trading hours. This is not an investment related activity. 4. ICL LEASING, LLC, Naples, FL - Owner of a company that owns fitness equipment that leases to fitness companies. These are leased only to the companies that are owned by the Registered Rep. Began in March 2012. 1 HOUR PER MONTH IS SPENT ON THIS ACTIVITY of which none during trading hours. COMPENSATION IS PROFIT FROM OPERATION. 5.BE FIT MGMT CORP, Ottawa, IL. OWNER OF ANYTIME FITNESS CLUB IN OTTAWA, IL; BEGAN 04/2014; Owner of Anytime Fitness-no extensive duties in running the day to day business. DEVOTE LESS THAN 5 HOURS PER MONTH none during trading hours; NON INVESTMENT RELATED;COMPENSATION IS PROFIT ONLY. 6. 1035 FITNESS; OWNER OF ANYTIME FITNESS CLUB IN PERU, IL; BEGAN 03/2012; DEVOTE LESS THAN 5 HOURS PER MONTH, none during trading hours; NON INVESTMENT RELATED; COMPENSATION IS PROFIT ONLY 7. DREW FITNESS (DBA: ANYTIME FITNESS); SANDWICH, IL; NON-INVESTMENT RELATED; FITNESS CLUB; PARTIAL OWNER; ACTIVITY BEGAN 12/2016; I DEVOTE APPX 4 HOURS TO THIS BUSINESS WITH NONE DURING TRADING HOURS; COMPENSATION IS IN THE FORM OF PROFIT. 8. LARRY W JOHNSON; INVESTMENT RELATED; NAPLES, FL; SALE OF VARIOUS INSURANCE PRODUCTS; AGENT; ACTIVITY BEGAN 04/1983; I DEVOTE APPX 1 HOUR PER MONTH TO THIS ACTIVITY ALL DURING TRADING HOURS; PROVIDE INSURANCE TO CLIENTS AS NEEDED. 9. STERLING FINANCIAL ADVISORY SERVICES, INC; INVESTMENT RELATED; ST CHARLES, IL; CORPORATION; OWNER/PRESIDENT; ACTIVITY BEGAN 07/1986; I DEVOTE 4 HOURS TO THIS BUSINESS ALL DURING TRADING HOURS; MAINTAIN GOOD STANDING OF THE CORPORATION. 10. KLUTCH SPIRITS; NON-INVESTMENT RELATED; ESTERO, FL; HAND CRAFTED VODKA; SHAREHOLDER; ACTIVITY BEGAN MAY 2022; I DEVOTE APPX. 10 HOURS TO THIS ACTIVITY PER MONTH WITH 5 OF THOSE HOURS DURING TRADING HOURS; DISTRIBUTION AND ALLOCATION OF HANDCRAFTED VODKA. 13. 3425 E DREW, LLC; NOT INVESTMENT RELATED; NAPLES, FL; REAL ESTATE RENTAL; MANAGING MEMBER; ACTIVITY BEGAN IN 12/2024; I DEVOTE ONE HOUR PER MONTH WITH NO TIME DURING TRADING HOURS; LANDLORD OBLIGATIONS, LEASE NEGOTIATIONS AND MAINTENANCE OF PROPERTY. 14. LARRY JOHNSON; NOT INVESTMENT RELATED; BROWNSBURG, IN; REAL ESTATE INVESTMENT; OWNER; ACTIVITY BEGAN 10/2025; I DEVOTE ONE HOUR TO THIS ACTIVITY DURING TRADING HOURS; OWNER OF REAL ESTATE. 15. MACCASULTY, LTD; INVESTMENT RELATED; NAPLES, FL; BOARD MEMBER; ACTIVITY BEGAN 01/1025; I DEVOTE APPX 2 HOURS PER MONTH TO THIS ACTIVITY ALL DURING TRADING HOURS; BOARD MEMBER AT LARGE FOR CAPTIVE INSURANCE AGENCY.

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-02-08

Designations

• Certified Financial Planner