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John Francis Nee

Equitable Advisors, LLC

Greensboro, NC

CRD 1060118

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2001-12-31
  • NC RA
    APPROVED
    Since 2001-12-31

Branch Locations

Greensboro, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

Vice Chair of Deacons at Friendly Ave. Baptist Church

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-30
S63 Uniform Securities Agent State Law Examination 1988-01-25
  • S65 Uniform Investment Adviser Law Examination
    1999-07-30
  • S63 Uniform Securities Agent State Law Examination
    1988-01-25

View on SEC IAPD

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