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Edward George Degalan

Mmi Asset Management Services, LLC

Owosso, MI

CRD 1060053

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Employer firm

Mmi Asset Management Services, LLC CRD 175073

$13.9M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Mmi Asset Management Services, Llc

120 W. Exchange Street, Suite 103A, Owosso, MI 48867 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2015-06-10
  • MI RA
    APPROVED
    Since 2015-06-10

Branch Locations

120 W. Exchange Street, Suite 103A, Owosso, MI 48867 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mmi Financial Group, Inc. Owosso MI 12/1989 Present
Mmi Asset Management Services, Llc. Owosso MI 02/2015 Present
Previous Registrations
  • 2013-09-05 → 2015-04-01
    Royal Advisors, Llc
    Grandville, MI
    Owosso, MI
Other Businesses

1.MMI FINANCIAL GROUP, INC./OWOSSO, MI 48867/ 50% PARTNER/SINCE 1997/INDEPENDENT INSURANCE AGENT/SALES OF FIXED INSURANCE PRODUCTS AND GROUP HEALTH SALES /INVESTMENT-RELATED/170 HOURS PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-09-04
S66 Uniform Combined State Law Examination 2000-12-13
S63 Uniform Securities Agent State Law Examination 1980-05-17
  • S65 Uniform Investment Adviser Law Examination
    2013-09-04
  • S66 Uniform Combined State Law Examination
    2000-12-13
  • S63 Uniform Securities Agent State Law Examination
    1980-05-17
Other Names
  • Ned Degalan
  • Edward George Jr Degalan

View on SEC IAPD

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