John Glennon Mazzola

Employer firm

Vicus Capital, Inc. CRD 116021

$2.99B regulatory AUM 316 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1992 → Present
  West County Financial Services & Insura
  Manchester, MO
• 11/2010 → Present
  Vicus Capital, Inc. (Formerly Pfg Financial Advisors)
  State College, PA
• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA

Previous Registrations

• 1999-02-19 → 2011-04-14
  West County Financial Services
  St. Louis, MO

Other Businesses

1. INDEPENDENT INSURANCE AGENT, DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, BEGAN 07/1973, 4HRS/WKDY ONLY; 2. VICUS CAPITAL, INC., INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, OUTSIDE RIA - ADVISORY BUSINESS, START 12/2010, 21HRS/WK (20 TRADING HOURS), INVESTMENT ADVISOR REPRESENTATIVE; 3. WEST COUNTY FINANCIAL SERVICES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR INSURANCE, SECURITIES, & ADVISORY SERVICES, START 1992, 40HRS/WK (32.5 TRADING HOURS), INSURANCE AGENT, REGISTERED REPRESENTATIVE, INVESTMENT ADVISOR REPRESENTATIVE; 4. NAME OF OTHER BUSINESS: STONEBROOK VILLAGE HOMEOWNERS ASSN; INVESTMENT RELATED: NO; ADDRESS: 11 BROOKMOORE, UNION, MO 63084; NATURE OF BUSINESS: BOARD; START DATE: 2/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PRESIDE OVER ASSOCIATION BOARD OF DIRECTORS MEETINGS;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-11
• S63 Uniform Securities Agent State Law Examination
  1982-10-11