Knox Ridley

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1975 → 11/2024
  Pruco Securities, Llc.
  Shreveport, LA
• 10/1976 → 08/2020
  The Prudential Insurance Company Of America
  Shreveport, LA
• 08/2020 → Present
  Pinnacle Group
  Shreveport, LA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Shreveport, LA

Previous Registrations

• 2006-09-08 → 2024-11-14
  Pruco Securities, Llc.
  Shreveport, LA
  Shreveport, LA
  Plano, TX
  Shreveport, LA

Other Businesses

1) 10/09/2024 - Pinnacle Group Insurance & Financial Services - Insurance & Financial Services - DBA for LPL Business (entity for LPL business) - Inv Related - At Shreveport, LA - Start Date 08/17/2020 - 100hrs/mth - 100hrs/mth During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-09-01
• S65 Uniform Investment Adviser Law Examination
  1997-10-22