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Michael Joseph Kelleher

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte Amalie, VI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-10-25
VI RA APPROVED 2009-04-23
TX RA APPROVED 2009-04-03
  • FL RA
    APPROVED
    Since 2017-10-25
  • VI RA
    APPROVED
    Since 2009-04-23
  • TX RA
    APPROVED
    Since 2009-04-03

Branch Locations

5143 Palm Psge Charlotte Amalie, Charlotte Amalie, VI 00802 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte Amalie VI 04/2009 Present
Bank Of America, N.A. Charlotte Amalie VI 02/2012 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-03
S63 Uniform Securities Agent State Law Examination 1985-11-08
  • S65 Uniform Investment Adviser Law Examination
    1994-10-03
  • S63 Uniform Securities Agent State Law Examination
    1985-11-08

View on SEC IAPD

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