Patrick Shawn Crilley

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-07-26
MI	RA	APPROVED	2017-05-30

TX RA
APPROVED_RES

Since 2021-07-26
MI RA
APPROVED

Since 2017-05-30

Branch Locations

East Lansing, MI • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	East Lansing	MI	09/2005	05/2017
Morgan Stanley Smith Barney	East Lansing	MI	06/2009	05/2017
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	05/2017
Sigma Financial Corporation	Ann Arbor	MI	05/2017	Present
Spc	Ann Arbor	MI	05/2017	Present

09/2005 → 05/2017

Citigroup Global Markets Inc.

East Lansing, MI
06/2009 → 05/2017

Morgan Stanley Smith Barney

East Lansing, MI
01/2015 → 05/2017

Morgan Stanley Private Bank, National Association

New York, NY
05/2017 → Present

Sigma Financial Corporation

Ann Arbor, MI
05/2017 → Present

Spc

Ann Arbor, MI

Previous Registrations

2010-09-28 → 2017-06-05

Morgan Stanley

East Lansing, MI

Other Businesses

As an independently licensed insurance agent, I am appointed with various insurance companies.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-12-06

S66 Uniform Combined State Law Examination

2005-12-06

View on SEC IAPD