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Employer firm

Rmh Advisors, LLC CRD 158583

Reported services (Item 5G)

  • Financial planning

From the firm’s Form ADV. Read the guides:

Current Employers
Rmh Advisors, Llc

Murrieta, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-05-31
OH RA APPROVED 2012-04-26
  • CA RA
    APPROVED
    Since 2012-05-31
  • OH RA
    APPROVED
    Since 2012-04-26

Branch Locations

29970 Technology Drive, Suite 106, Murrieta, CA 92563-2645 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2003-08-01
OH RA APPROVED 2003-02-28
  • CA RA
    APPROVED
    Since 2003-08-01
  • OH RA
    APPROVED
    Since 2003-02-28

Branch Locations

Murrieta, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Murrieta CA 02/2003 Present
Rmh Advisors, Llc Murrieta CA 04/2012 Present
Ross And Mary Hunt, Inc. Murrieta CA 01/2003 Present
Other Businesses

1. 1/20/2006: NON-VARIABLE INSURANCE - ROSS & MARY HUNT, INC. - MURRIETA, CA. 2. 7/22/2013: REGISTERED INVESTMENT ADVISOR - RMH ADVISORS, LLC - PROVIDE FINANCIAL PLANNING/CONSULTING FOR HOURLY / FIXED (EG. ANNUAL) FEES. - 10% OF TIME SPENT - MURRIETA, CA. 3. 10/15/2013: DBA ONLY - ROSS & MARY HUNT, INC. - MURRIETA, CA.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-21
S63 Uniform Securities Agent State Law Examination 1983-10-21
  • S65 Uniform Investment Adviser Law Examination
    1999-12-21
  • S63 Uniform Securities Agent State Law Examination
    1983-10-21
Designations
  • Certified Financial Planner

View on SEC IAPD

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