Douglas John Turner

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 07/2011 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2005-06-25 → 2011-07-18
  Janney Montgomery Scott Llc
  Pittsburgh, PA
  Sewickley (Wexford), PA
• 2005-04-28 → 2005-06-25
  Parker/Hunter Incorporated
  Pittsburgh, PA

Other Businesses

1)UNDERWRITERS BROKERAGE SERVICE, 310 GRANT ST, STE 920, PITTSBURGH, PA, 1/2006 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/MO - 10/TRADING. 2)KIWANIS CLUB OF PITTSBURGH AND FOUNDATION ,C/O JEFF HEALD 3 GATEWAY CTR 11S,PITTSBURGH, PA 15222, BOARD MEMBER OF A NON-PUBLIC ENTITY SINCE 5/18/2, SECRETARY , NON-INVESTMENT RELATED, NO HOURS DURING TRADING HOURS. 3)ALUM ROCK WEALTH MANAGEMENT, LLC, PITTSBURGH, PA, SINCE 7/2011. PRESIDENT OF SECURITIES DBA. DEVOTES 60 HR/WK - 33 HR/TRADING. 4-OWNER OF MINERAL RIGHTS, 781 ROBIN DR, PITTSBURGH, PA, 1/2015. NIR - 1 HR/MO - 0/TRADING. 5.ST CECILIA MUSIC FUND, 311 WASHINGTON RD, PITTSBURGH, PA, 10/2016 AS TREASURER. NIR - 1/MO - 0/TRADING. 6.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 2/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-04-14
• S63 Uniform Securities Agent State Law Examination
  1982-08-27