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19 Sutter Street, San Francisco, CA 94104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith | San Francisco | CA | 02/2007 | 04/2018 |
| The Northern Trust Co. | San Francisco | CA | 10/2018 | 04/2023 |
| Brio Financial Group | San Francisco | CA | 05/2023 | Present |
| Unemployed | San Francisco | CA | 04/2018 | 10/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-31 |
| S66 | Uniform Combined State Law Examination | 2006-11-22 |
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