Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2020-11-06
TX RA APPROVED 2020-11-06
  • KS RA
    APPROVED
    Since 2020-11-06
  • TX RA
    APPROVED
    Since 2020-11-06

Branch Locations

10851 Mastin Blvd. Ste. 120, Overland Park, KS 66210 • United States

1201 Wakarusa Avenue Suite C4, Lawrence, KS 66047 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth Management Group Of Kc, Inc. Overland Park KS 01/2009 Present
Geneos Wealth Management Inc. Overland Park KS 09/2009 11/2020
Cambridge Investment Research, Inc. Fairfield IA 11/2020 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 11/2020 Present
Previous Registrations
  • 2009-09-01 → 2020-11-10
    Overland Park, KS
    Overland Park, KS
  • 2010-07-01 → 2011-03-31
    Wealth Management Group Of Kc, Inc.
    Overland Park, KS
  • 1997-12-11 → 2009-09-01
    Lawrence, KS
    Overland Park, KS
  • 1996-08-15 → 2008-12-31
    Spratt Wealth Management Group, Inc.
    Lawrence, KS
    Overland Park, KS
Other Businesses

1) DENNIS M SPRATT, 5017 KEYSTONE CT, LAWRENCE, KS, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 07/01/82, INV REL, 2/WK- 1/TRADING 2) JUNIOR ACHIEVEMENT OF LAWRENCE, PO BOX 1081, LAWRENCE, KS, BOARD MEMBER OF A NON-PUBLIC ENTITY, 07/01/20, NIR, 3/MO- 0/TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 11/06/20 4) WEALTH MANAGEMENT GROUP OF KC, INC, 10851 MASTIN BLVD, STE 120, OVERLAND PARK, KS, DBA VICE PRESIDENT, 09/02/02, INV REL, 0 HR/WK- 0/TRADING HRS, 5)SMOKY HILL FARMS, LLC, 5017 KEYSTONE CT, LAWRENCE KS, TRUSTEE/OWNER FARM- 08/01/16, NIR, 2 HR/MO- 0/TRADING HR

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-13
S63 Uniform Securities Agent State Law Examination 1983-03-03
  • S65 Uniform Investment Adviser Law Examination
    1998-07-13
  • S63 Uniform Securities Agent State Law Examination
    1983-03-03
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Overland Park, KS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor