James Ordell Judd

Current Employers

Employment History

• 01/1999 → 07/2020
  The James B Oswald Co.
  Cleveland, OH
• 01/2006 → 11/2017
  Girard Securities, Inc.
  San Diego, CA
• 11/2013 → 02/2022
  City Of Bedford Oh
  Bedford, OH
• 11/2017 → 07/2018
  Cetera Advisor Networks Llc
  El Segundo, CA
• 07/2018 → 10/2020
  Lion Street Financial
  Austin, TX
• 11/2020 → Present
  Vantage Financial Group, Inc
  Cleveland, OH
• 07/2020 → 11/2020
  Djudd Consulting
  Bedford, OH
• 11/2020 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 07/2021 → Present
  Vantage Financial Group, Inc.
  Cleveland, OH
• 02/2022 → Present
  City Of Bedford Oh
  Bedford, OH
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2018-07-02 → 2020-10-01
  Lion Street Advisors, Llc
  Cleveland, OH
• 2017-11-01 → 2018-07-05
  Cetera Wealth Services, Llc
  Cleveland, OH
• 2006-02-01 → 2017-11-01
  Girard Securities, Inc.
  Ft. Myers, FL
  Denver, NC
  Cleveland, OH
  San Diego, CA
• 2003-03-27 → 2009-12-01
  Oswald Financial, Inc.
  Cleveland, OH
  Cleveland, OH
• 1999-10-15 → 2006-02-02
  Lpl Financial Llc
  Cleveland, OH
  Cleveland, OH

Other Businesses

(1) FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 6/2021; APX NUMBER OF HOURS PER WEEK: 12; APX NUMBER OF HOURS DURING TRADING HOURS: 12; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, LONG TERM CARE AND PROPERTY & CASUALTY; (2) VANTAGE FINANCIAL GROUP, INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 11/2020 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR (3) BEDFORD ROTARY CLUB INVESTMENT RELATED: NO ADDRESS: 165 CENTER ROAD, BEDFORD, OH 44146 NATURE OF BUSINESS: BOARD MEMBER (AND PREVIOUS PRESIDENT) START DATE: 1995 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: LESS THAN 1 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER (4) CITY OF BEDFORD OH; INVESTMENT RELATED: NO; ADDRESS: 165 CENTER ROAD, BEDFORD OH 44146; NATURE OF BUSINESS: CIVIL SERVICE COMMISSION; START DATE: 2/2022; POSITION/TITLE/RELATIONSHIP: CHAIRMAN - CIVIL SERVICE COMMISSION; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: RECRUITING AND HIRING FOR POLICE & FIRE DEPT, WORK WITH POLICE AND FIRE CHIEF, CITY MANAGER OR CITY COUNCIL; (5): CUYAHOGA LAND BANK CHARTIES; INVESTMENT RELATED: NO ADDRESS: 812 HURON RD, #800, CLEVELAND, OH 44115; NATURE OF BUSINESS: NON-PROFIT; START DATE: 07/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: DONOR DEVELOPMENT AND NETWORKING FOR CUYAHOGA LAND BANK FOUNDATION; (6) SOCIETY OF FINANCIAL PROFESSIONALS INVESTMENT RELATED: NO ADDRESS: PO BOX 31416 INDEPENDENCE, OH 44131 NATURE OF BUSINESS: CHAPTER ADVISOR START DATE: 1/1998 POSITION/TITLE/RELATIONSHIP: CHAPTER ADVISOR APX NUMBER OF HOURS PER WEEK: LESS THAN 1 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: CHAPTER ADVISOR (7) CITY OF BEDFORD OH INVESTMENT RELATED: NO ADDRESS: 165 CENTER ROAD, BEDFORD, OH 44146 NATURE OF BUSINESS: TAX AND SERVICE ASSESSMENT CHAIRMAN START DATE: 1/2018 POSITION/TITLE/RELATIONSHIP: TAX AND SERVICE ASSESSMENT CHAIRMAN APX NUMBER OF HOURS PER WEEK: LESS THAN 1 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: TAX AND SERVICE ASSESSMENT CHAIRMAN; (8) BEDFORD ROTARY FOUNDATION, INVESTMENT RELATED: NO, ADDRESS: 165 CENTER RD, BEDFORD, OH, 44146, NATURE OF BUSINESS: CIVIC ORGANIZATION, START DATE: 07/2021, POSITION/TITLE/RELATIONSHIP: PRESIDENT, APX NUMBER OF HOURS PER WEEK: ONE, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: SCHOLARSHIP DISTRIBUTION FOR BEDFORD HIGH SCHOOL; (9) VANTAGE FINANCIAL GROUP - CRD#105950 ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: ADVISORY SERVICES ; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE ; START DATE: 07/2021 ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT ;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-17
• S63 Uniform Securities Agent State Law Examination
  1994-08-08

Designations

Other Names

• Dell Judd