Jeffrey Charles Knox

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1974 → Present
  Jeffrey C. Knox
  Cleveland, OH
• 09/1988 → Present
  Plancorp, Inc.
  Cleveland, OH
• 04/2000 → Present
  Financial Management Strategies, Inc.
  Independence, OH
• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 07/2015 → Present
  Vision Wealth Management Llc ;
  Broadview Heights, OH
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-11-23 → 2013-09-03
  Walnut Street Securities, Inc.
  Valley View, OH
  Valley View, OH
  Valley View, OH
  Wilmington, NC
• 2000-01-01 → 2006-01-13
  Walnut Street Advisers Inc
  Valley View, OH

Other Businesses

(1) INDEPENDENT INSURANCE AGENT SELLING DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE UNDER PLANCORP, INC. FOR 5HRS/WK STARTED 10/1988. (2) NON PARTICIPATING ATTORNEY. TAX PREPARER UNDER PLANCORP, INC. 1 WEEKDAY HOUR ONLY STARTED 10/1988. OWNER LLC (3) NAME OF OTHER BUSINESS: VISION WEALTH MANAGEMENT LLC ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 07/2015 ; POSITION/TITLE/RELATIONSHIP: OWNER / MANAGING PARTNER / FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 30 ; APX NUMBER OF HOURS DURING TRADING HOURS: 30 ; BRIEF DESCRIPTION OF DUTIES: SECURITIES AND INSURANCE SALES AND SERVICE ; (4) NAME OF OTHER BUSINESS: FINANCIAL MANAGEMENT STRATEGIES, INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: OWNER START DATE: 1999 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANGEMENT (5) NAME OF OTHER BUSINESS: PLANCORP, INC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CONSULTING; START DATE: 03/2023; POSITION/TITLE/RELATIONSHIP: OWNER/CONSULTANT; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: CONSULTING NOT RELATED TO CLIENT INVESTMENT OR SECURITIES;

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-10-07

Designations

• Chartered Financial Consultant