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Dennis Robin Walker

Walker Asset Management, LLC

Verona, MO

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Current Employers
Walker Asset Management, Llc

Verona, MO • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-03-26
TX RA APPROVED_RES 2017-02-06
MO RA APPROVED 2016-10-24
  • AR RA
    APPROVED
    Since 2025-03-26
  • TX RA
    APPROVED_RES
    Since 2017-02-06
  • MO RA
    APPROVED
    Since 2016-10-24

Branch Locations

Verona, MO • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Signalpoint Asset Management Llc Springfield MO 07/2013 02/2017
Walker Asset Management, Llc Verona MO 08/2016 Present
Previous Registrations
  • 2013-08-09 → 2017-02-17
    Signalpoint Asset Management Llc
    Springfield, MO
    Springfield, MO
    Springfield, MO
  • 2014-02-25 → 2016-09-13
    Signalpoint Capital Management, Llc
    Springfield, MO
    Springfield, MO
  • 2007-03-02 → 2013-08-21
    Wells Fargo Advisors Financial Network, Llc
    Springfield, MO
  • 2001-02-27 → 2007-03-05
    Morgan Stanley Dw Inc.
    Springfield, MO
    Overland Park, KS
    Springfield, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-08-13
S63 Uniform Securities Agent State Law Examination 1982-11-10
  • S65 Uniform Investment Adviser Law Examination
    1993-08-13
  • S63 Uniform Securities Agent State Law Examination
    1982-11-10
Other Names
  • Dennis Robin Walker
  • Robin Walker
  • Robin Walker
  • Dennis Walker

View on SEC IAPD

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