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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-11-17 |
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 1995-07-11 |
Branch Locations
50 Fountain Plz, Buffalo, NY 14202 • United States
Buckeye, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Buffalo | NY | 06/1995 | Present |
| Bank Of America, N.A. | Buffalo | NY | 07/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 1988-12-28 |
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