Brian Haruo Kurihara

Level Four Advisory Services

CRD 1057872

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Employer firm

Level Four Advisory Services CRD 134086

$6.54B regulatory AUM 98 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Level Four Advisory Services

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2021-12-22

HI RA
APPROVED

Since 2021-12-22

Branch Locations

Honolulu, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cantella & Co., Inc.	Boston	MA	04/2002	09/2019
Harbor Financial Services, Llc	Honolulu	HI	09/2019	Present

04/2002 → 09/2019

Cantella & Co., Inc.

Boston, MA
09/2019 → Present

Harbor Financial Services, Llc

Honolulu, HI

Previous Registrations

2003-05-23 → 2019-10-29

Cantella & Co., Inc.

Honolulu, HI

Malden, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-05-21
S63	Uniform Securities Agent State Law Examination	1982-09-04

S66 Uniform Combined State Law Examination

2003-05-21
S63 Uniform Securities Agent State Law Examination

1982-09-04

View on SEC IAPD

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